How It Works
- The tool ingests FCA enforcement releases
- Entries are categorised (e.g. anti money laundering, conflicts of interest, systems & control failings).
- Download a one‑page summary for your risk committee or export the raw list for deeper analysis.
Why Use It?
- Removes the need to monitor FCA press releases manually.
- Highlights emerging enforcement themes to refine your Monitoring Plan.
- Creates an audit trail showing proactive horizon scanning.