June 11, 2021
FCA Financial Promotions Quarterly Review
In our first of the series on regulatory smarts, we alert you to the quarterly financial promotion release issued by the FCA
Read MoreMay 21, 2021
Claims Management Phoenixing
The FCA has released its latest consultation paper affecting the Claims Management Industry.
Read MoreMay 15, 2021
Understanding virtual asset service providers
Virtual asset service providers have been defined as a new financial sector facing significant money laundering and terrorist financing risks.
Read MoreMay 2, 2021
Estate agency guidance for money laundering supervision- Part 1
If you are supervised by the HMRC for anti-money laundering purposes, you will need to meet requirements under the Money Laundering, Terrorist Financing, and Transfer of Funds (Information on the Payer) Regulations 2017.
Read MoreApril 11, 2021
Claims Management Companies and High Cost Lenders
In a recent post, the FCA has released its views urging Claims Management Companies and High Cost Lenders to work better together
Read MoreApril 11, 2021
Notfication for FCA Directory Persons
Have you completed your FCA Directory Persons? If you have not heard or are wondering, by 31 March 2021, the FCA is proposing that solo regulated firms (you) must submit their Directory Persons data via Connect.
Read MoreApril 11, 2021
FCA Cryptocurrency Regulation Part 1
From 10 January 2020, the FCA became the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor for crypto firms, covering firms that exchange money to and from crypto assets and those that safeguard their customers crypto assets.
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Crypto Regulations
April 11, 2021
FCA Crypto Requirements
The Financial Conduct Authority (FCA), the UK Regulator, has established a Temporary Registration Regime that will allow existing crypto-asset firms, who have applied to be registered with the FCA, to continue trading in the UK financial market.
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Crypto Regulations
April 11, 2021
Deconstructing the Dear CEO Letter
On 26 October 2020, the FCA issued its warning to CMC firms regarding their steps taken to fully investigate the merits of each potential claim before pursuing it.
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